Tag: FINRA

Home » FINRA
4 days ago 0 11
Merrill Lynch, Pierce, Fenner & Smith Incorporated has reached a settlement with the Financial Industry Regulatory Authority (FINRA).
2 months ago 0 372
SpeedTrader settles with FINRA, agreeing to a $165,000 fine for supervisory and risk management deficiencies.
4 months ago 0 97
FINRA fined TradeZero America $250,000 for privacy notice inaccuracies, addressing regulatory compliance and customer data protection.
6 months ago 0 82
H2C Securities incurred a $250K fine from FINRA for regulatory violations, underscoring compliance challenges in the financial industry.

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Vantage is a well-decorated multi-asset broker based in Sydney, boasting over ten years of profound market knowledge. Operating in 172 countries, they employ a workforce of over 1,000 professionals distributed across 30 offices all across the globe.

Established in 2016, Blueberry Markets is an Australia-based broker that specializes in forex and CFD trading while being overseen by regulatory bodies ASIC. The broker provides traders globally with MetaTrader 4 and MetaTrader 5 trading platform options.

XM is a global online broker that specializes in Forex and CFD trading. Headquartered in Cyprus, the company operates under the regulation of CySEC. It offers traders the opportunity to trade various financial instruments, including forex pairs, commodities, indices, and stocks.

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