Tag: FINRA

Home » FINRA
9 months ago 0 835
FINRA Fine Imposed on T3 Trading Group for failing to publish reports and maintain effective supervisory compliance systems.
2 years ago 0 839
Merrill Lynch, Pierce, Fenner & Smith Incorporated has reached a settlement with the Financial Industry Regulatory Authority (FINRA).
2 years ago 0 809
SpeedTrader settles with FINRA, agreeing to a $165,000 fine for supervisory and risk management deficiencies.
2 years ago 0 543
FINRA fined TradeZero America $250,000 for privacy notice inaccuracies, addressing regulatory compliance and customer data protection.
2 years ago 0 367
H2C Securities incurred a $250K fine from FINRA for regulatory violations, underscoring compliance challenges in the financial industry.

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Valor Markets is a brokerage registered in the Union of Comoros that aims to provide a flexible and accessible trading environment. Clients can trade through the MetaTrader 5 platform and explore a range of forex pairs, commodities, indices, stocks, and cryptocurrencies.

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Astro Pips is an online brokerage offering access to global markets through the industry-favorite MetaTrader 5 trading platform. Traders can explore forex, crypto, indices, stocks, metals, and commodities with flexible trading conditions.

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