Tag: FINRA

Home » FINRA
4 months ago 0 458
Merrill Lynch, Pierce, Fenner & Smith Incorporated has reached a settlement with the Financial Industry Regulatory Authority (FINRA).
6 months ago 0 422
SpeedTrader settles with FINRA, agreeing to a $165,000 fine for supervisory and risk management deficiencies.
8 months ago 0 139
FINRA fined TradeZero America $250,000 for privacy notice inaccuracies, addressing regulatory compliance and customer data protection.
10 months ago 0 111
H2C Securities incurred a $250K fine from FINRA for regulatory violations, underscoring compliance challenges in the financial industry.

Advertise with us

Subscribe to Newsletter

Brokers Reviews

Established in 2016, Blueberry Markets is an Australia-based broker that specializes in forex and CFD trading while being overseen by regulatory bodies ASIC. The broker provides traders globally with MetaTrader 4 and MetaTrader 5 trading platform options.

XM is a global online broker that specializes in Forex and CFD trading. Headquartered in Cyprus, the company operates under the regulation of CySEC. It offers traders the opportunity to trade various financial instruments, including forex pairs, commodities, indices, and stocks.

eToro is a regulated online brokerage that offers trading of a wide range of trading instruments, including over 3,000 tradeable symbols, including CFDs, forex pairs, and exchange-traded securities, which can be traded through their eToro Investment Platform.

Latest News