Tag: ASIC

Home » ASIC
6 months ago 0 429
ASIC bans Joel Hewish and cancels UGC's license due to improper financial advice and speculative investment schemes.
8 months ago 0 82
ASIC revokes XTrade license for compliance failures, impacting financial services market integrity and international operations.
8 months ago 0 71
ASIC Chairman Joe Longo urges AI regulation reforms in finance to ensure responsible use and protect consumers from ...
11 months ago 0 224
ASIC Scam Crackdown Success: Eradicating 3.5k fraudulent websites, securing $60M penalties, ensuring financial integrity.
11 months ago 0 130
Explore ASIC legal action, winding up Prospero Markets amid concerns, following money-laundering charges and license suspension.
12 months ago 0 271
ASIC charges address financial scams, holding individuals accountable for misconduct in SMSFs and crypto services cases.
1 year ago 0 66
Prospero Market's license was suspended as ASIC investigated financial lapses and money laundering. Clients Impacted
1 year ago 0 71
ASIC suspends Celtic Equities Management's license due to compliance violations – financial services provider faces a six-month suspension.

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