Tag: ASIC

Home » ASIC
3 months ago 0 471
ASIC Halts FXCM Retail CFD Issuance Immediately in a decisive move to protect medium-risk investors from unsuitable high-risk ...
12 months ago 0 758
ASIC moves to liquidate Falcon Capital, Fund, citing financial irregularities, misrepresentation, and investor losses totaling $274 million.
2 years ago 0 922
ASIC bans Joel Hewish and cancels UGC's license due to improper financial advice and speculative investment schemes.
2 years ago 0 313
ASIC revokes XTrade license for compliance failures, impacting financial services market integrity and international operations.
2 years ago 0 200
ASIC Chairman Joe Longo urges AI regulation reforms in finance to ensure responsible use and protect consumers from ...
2 years ago 0 532
ASIC Scam Crackdown Success: Eradicating 3.5k fraudulent websites, securing $60M penalties, ensuring financial integrity.
2 years ago 0 393
Explore ASIC legal action, winding up Prospero Markets amid concerns, following money-laundering charges and license suspension.
2 years ago 0 710
ASIC charges address financial scams, holding individuals accountable for misconduct in SMSFs and crypto services cases.
2 years ago 0 225
Prospero Market's license was suspended as ASIC investigated financial lapses and money laundering. Clients Impacted
2 years ago 0 333
ASIC suspends Celtic Equities Management's license due to compliance violations – financial services provider faces a six-month suspension.

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