Tag: ASIC

Home » ASIC
2 months ago 0 427
ASIC moves to liquidate Falcon Capital, Fund, citing financial irregularities, misrepresentation, and investor losses totaling $274 million.
10 months ago 0 490
ASIC bans Joel Hewish and cancels UGC's license due to improper financial advice and speculative investment schemes.
11 months ago 0 93
ASIC revokes XTrade license for compliance failures, impacting financial services market integrity and international operations.
12 months ago 0 80
ASIC Chairman Joe Longo urges AI regulation reforms in finance to ensure responsible use and protect consumers from ...
1 year ago 0 258
ASIC Scam Crackdown Success: Eradicating 3.5k fraudulent websites, securing $60M penalties, ensuring financial integrity.
1 year ago 0 158
Explore ASIC legal action, winding up Prospero Markets amid concerns, following money-laundering charges and license suspension.
1 year ago 0 332
ASIC charges address financial scams, holding individuals accountable for misconduct in SMSFs and crypto services cases.
1 year ago 0 86
Prospero Market's license was suspended as ASIC investigated financial lapses and money laundering. Clients Impacted
2 years ago 0 97
ASIC suspends Celtic Equities Management's license due to compliance violations – financial services provider faces a six-month suspension.

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